During authorization process a regulator assesses whether a Firm is ready to be an authorized Firm. Hence, preparing an application for authorization with a regulator is a process of paramount importance. Our team assists you in understanding the compliance set-up requirements in the UAE (including DIFC/DFSA, SCA, ADGM and Central Bank) and preparing your regulatory business plan for both simple and complex organisations. Our approach places significant importance in ensuring that our clients fully understand their options. We work closely with applicant firms to ensure their business control environment is clearly explained throughout the application process; We Liaise with regulators on your behalf as necessary. We will advise you on regulatory expectations concerning your control environment; We support you on documenting your policies and procedures; and We assist you with preparation for potential application interviews. Please make an enquiry to find out more and speak to a senior member of our team. During authorization process a regulator assesses whether a Firm is ready to be an authorized Firm. Hence, preparing an application for authorization with a regulator is a process of paramount importance. Our team assists you in understanding the compliance set-up requirements in the UAE (including DIFC/DFSA, SCA, ADGM and Central Bank) and preparing your regulatory business plan for both simple and complex organisations. Our approach places significant importance in ensuring that our clients fully understand their options. We work closely with applicant firms to ensure their business control environment is clearly explained throughout the application process; We Liaise with regulators on your behalf as necessary. We will advise you on regulatory expectations concerning your control environment; We support you on documenting your policies and procedures; and We assist you with preparation for potential application interviews. Please make an enquiry to find out more and speak to a senior member of our team. Copyright © Rethink. All Rights Reserved. +971 (0) 4 295 57 37 +971 (0) 4 295 57 37 Copyright © Rethink. All Rights Reserved. Regulatory & Compliance
Authorization Services Regulatory & Compliance
Authorization Services
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